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Since the end of the Cold War we have learned a great deal more about how American and British elites—government officials, diplomats, journalists, scientists, academics, engineers—spied for the Soviets, and how surprisingly widespread this activity was. Nearly twenty years after the collapse of Communism, revelations about espionage by well-placed Westerners on behalf of the KGB* or Soviet military intelligence continue to emerge.

A rich source for Cold War historians on this Soviet penetration has been once-secret intelligence files copied by two former KGB officers: Vasili Mitrokhin (who left for the West in 1992) and Alexander Vassiliev, who was provided access to the agency’s archives in the pre-Putin era. Vassiliev’s notebooks have served as a foundation for two books, The Haunted Wood, authored by Allen Weinstein and Vassiliev, and the just published Spies: The Rise and Fall of the KGB in America, by Vassiliev and two leading scholars of American Communism, John Earl Haynes and Harvey Klehr. (A full review of Spies can be found here.)

The donation of the Vassiliev notebooks to the Library of Congress, and a consideration of the findings in Spies and other recent research on Soviet intelligence operations in the U.S., prompted a May 21-22 conference sponsored by the Cold War International History Project held at the Woodrow Wilson International Center for Scholars in Washington. The conference attracted leading Cold War historians, including experts on the Alger Hiss case (R. Bruce Craig, Eduard Mark, G. Edward White), the extended Rosenberg spy ring (Ron Radosh, Steve Usdin), and Soviet atomic espionage (Gregg Herken, Robert S. Norris).

Some in the revisionist camp also attended, including Hiss defender Jeff Kisseloff, who critiqued the conference on Blogging Hisstory, and two biographers of the radical journalist I.F. Stone—D.D. Guttenplan, author of the just released American Radical: The Life and Times of I.F. Stone, and Myra MacPherson (All Governments Lie: The Life and Times of Rebel Journalist I. F. Stone )—who challenged the assertion in Spies (first broached in an excerpt in Commentary magazine) that Stone had been an active Soviet agent in the 1930s, with the code-name “Blin” (Russian for “Pancake”), acting as a courier and talent spotter.

I.F. Stone and the KGB

The question of Stone’s relationship with the KGB provoked the most heated exchanges at the conference. (In one of the more humorous moments, Vassiliev pronounced himself “bewildered by the interest in I.F. Stone.”) Was the radical journalist simply exchanging gossip and information with sources who happened to be Soviet intelligence officers, as his defenders claim? Or was he consciously working under the direction of the KGB? Journalists such as Kim Philby, Whittaker Chambers, and Hede Massing stood at the center of several 20th century espionage cases, and this was not by chance. Haynes, Klehr, and Vassiliev note in Spies that the KGB targeted journalists for recruitment—an internal report listed 22 journalists working for the agency in the 1930s, with only engineers/scientists (49) providing more agents. The authors add:

The KGB recruited journalists in part for their access to inside information and sources on politics and policy, insights into personalities, and confidential and non-public information that never made it into published stories.

Spies asserts that Stone worked for the KGB from 1936-1938, and cites a key passage from a May 1936 letter to Moscow as proof: “Relations with Pancake have entered the channel of normal operational work.” In a presentation on the second day of the conference, journalist Max Holland summarized his Journal of Cold War Studies essay on Stone’s encounters with Soviet intelligence, and concluded that Stone had indeed performed intelligence functions for the KGB in the late 1930s. As for Stone’s career post-1938, Holland reviewed the few references to Blin/Pancake in intercepted Soviet cables (decrypted as part of the U.S. Venona counterintelligence effort), and comments made in 1992 by KGB operative Oleg Kalugin that appeared to implicate Stone. Holland’s conclusion: there is no hard evidence suggesting further KGB operational control of the radical journalist after 1938.

Holland also considered a different, and somewhat provocative, question. To what extent did Stone’s contact with Soviet intelligence, both covert and overt, influence his writing over the course of his life? At given points in his career, did he consciously retail KGB disinformation? Or did Stone’s radical views simply, and naturally, correspond to the Stalinist line?

It is a complex question: Holland found that Stone embraced doctrinaire Comintern positions on the Spanish Civil War and the Great Terror, but remained doggedly independent in calling for American intervention against the Nazis (even during the Hitler-Stalin pact). Yet Stone’s 1952 The Hidden History of the Korean War, which parroted Soviet propaganda in blaming a U.S. conspiracy for starting the Korean conflict, seems suspect in light of what we now know. Did the KGB encourage Stone to write The Hidden History of the Korean War? The book’s obvious bias led Richard Rovere of The New Yorker to categorize Stone as “a man who thinks up good arguments for poor Communist positions.” After Stone’s public break with Stalinism in 1956, however, Holland found Stone pursuing an anti-establishment journalism with no signs of outside influence.

Yet Stone remained remarkably quiet about the high-profile espionage cases of the late 1940s and 1950s, according to Holland. Stone was notably silent about the Hiss case (“perhaps it cut too close”) and Stone confined his commentary on the Rosenbergs to questioning the fairness of their death sentence (never directly addressing their guilt or innocence). Had he not been conflicted about his own past, what might have Stone contributed to the discussion about the extent of Soviet control of the American Communist Party and its implications for national security?

Stone’s reputation has been badly damaged by the revelations in Spies; Holland’s essay raises further questions about the nature of Stone’s relationship with Soviet intelligence after 1938. Concealing a secret past hardly fits Stone’s iconic public image of an independent journalist committed to openness and transparency, but it would have been natural for Stone to want his association with Soviet intelligence to remain hidden. One Venona intercept highlighted Blin/Pancake’s fear of exposure—while he was open to collaboration, he didn’t want to “spoil his career.” What was the psychic cost of Stone’s decades-long deception? How may it have shaped Stone’s journalism? These intriguing questions may never be answered.

Alger Hiss and “Ales”

If some ambiguity remains about the depth and breadth of Stone’s involvement with the KGB, it’s hard to find any remaining ambiguity in the case of American diplomat Alger Hiss. As Spies notes, the Vassiliev notebooks provide additional confirmation of what Whittaker Chambers long maintained and Allen Weinstein’s book Perjury confirmed: despite his protestations of innocence, Hiss spied for the GRU during the 1930s and 1940s. (A prominent New Deal liberal, Hiss was accused in 1948 by Chambers of spying for the Soviets, and convicted on a related perjury charge in 1950.)

In his presentation to the conference, historian Eduard Marks knocked down a theory advanced by Kai Bird and Svetlana Chervonnaya in The American Scholar and embraced by die-hard Hiss defenders: that former journalist Wilder Foote—not Alger Hiss—was “Ales,” the code name for an American State Department official spying for the Soviets. (I’ve previously written about the holes in the Bird/Chervonnaya thesis in “Wilder Foote and ‘The Mystery of Ales’.“)

Mark drew on the Vassiliev notebooks and other research to conclude (as does Spies) that Hiss alone fit the profile of Ales drawn from cables sent on March 5 and 30, 1945 by the KGB station chief in Washington, Anatoly Gorsky. Gorsky had informed Moscow on March 5 that Ales was in Mexico City with a State Department delegation. Bird and Chervonnaya documented that Hiss was in Washington that day, therefore, they maintained, eliminating him as a candidate for Ales. They argued that Foote, who had remained in the Mexican capital, had to be the Soviet agent.

The Bird/Chervonnaya theory presumed that Gorsky was relaying information he knew to be accurate. Yet in his remarks Mark pointed to Gorsky’s confusion about the whereabouts of Hiss’ handler (“Ruble”/Harold Glasser) as proof that the Russian was not particularly well-informed. Mark added that Hiss had been listed by the State Department as part of the Mexico City delegation on March 5. Gorsky was mistaken: he was reporting about GRU agents, not KGB-controlled ones, so his information was second-hand, and faulty. Finally, Mark found no facts during his research to support the Foote-as-Ales theory, which, it is fair to say, resembles magical thinking more than it does serious historical inquiry.

The question of closure

Many previously unanswered questions about Cold War KGB espionage have been resolved by the Vassiliev notebooks and subsequent research. Spies has “outed” a number of Soviet agents and has provided greater specificity in the Hiss and Rosenberg cases.

Yet there remains much we don’t know. Revelations about Soviet spying have continued to emerge. In 2007, Russian intelligence officials honored George Koval, “the spy who came in from the cornfields,” a previously unknown GRU agent who had infiltrated the Manhattan Project. In 2008, 91-year-old Morton Sobell admitted that he and Julius Rosenberg had been Soviet agents during the 1940s. Near the end of 2008, an American scientist at the Los Alamos weapons lab who had betrayed the secrets of the hydrogen bomb to the Soviets in the 1950s was identified by Robert S. Norris as Darol Froman.

In May, Germans learned that the West German policeman, Karl-Heinz Kurras, who killed a left-wing demonstrator in 1967 with “the shot that changed Germany” and ignited violent radicalism, was actually an East German Stasi agent. While Kurras has denied he acted as a provocateur, some have suggested that the history of German extremism in the late 1960s and 1970s may need to be rewritten. Further, the head of the Stasi archives reports that there are many East German secret police files yet to be examined.

The history of Cold War espionage is incomplete. There are questions still to be resolved. What do the full KGB and GRU archives contain? What further connections might historians make if granted access to the files? Are there other members of the British or American elite who betrayed their country? Are there covert agents yet to be identified? Have the GRU’s files on Walter Krivitsky, George Koval, Whittaker Chambers, Alger Hiss and other agents been preserved? What might that information add to our knowledge of Soviet espionage in the 20th century?

Unfettered access to the Soviet archives would, no doubt, give us a clearer picture of the extent of betrayal of the Western democracies by some of its elites. As the Vassiliev notebooks have demonstrated, some of what we learn will cause a rethinking and reappraisal of Cold War history. With a resurgent Russia, that is as it should be, for as G.K. Chesterton once observed, we can be almost certain of being wrong about the future, if we are wrong about the past.<./p>

*For the purposes of this essay, I use “KGB” to describe the Soviet foreign intelligence service and “GRU” for Soviet military intelligence, although both had several name changes during the 20th century.

Copyright © 2009 Jefferson Flanders
All rights reserved

For those interested in Cold War history, one of the more surprising stories of 2008 was the admission by Morton Sobell that he and Julius Rosenberg had been Soviet agents during the 1940s.

Why did Sobell, now 91 years old, a former spy in the winter of his life, decide to tell the truth to Sam Roberts of the New York Times, after having proclaimed his innocence since his trial and conviction on espionage charges in 1951? Was he tired of lying on behalf of a discredited Marxist-Leninist ideology? (“Now, I know it was an illusion,” Sobell told Roberts. “I was taken in.”)

Did he no longer care about any embarrassment and pain he might cause for that dwindling legion of defenders who had proclaimed his innocence, and that of Julius and Ethel Rosenberg, for more than half a century? (His stepdaughter told Roberts that Sobell’s confession “complicated history and the personal histories of the many millions of people, all over the world, who gave time, energy, money and heart to the struggle to support his claims of innocence.”) Did he want to set the historical record straight while he still could? Or did Sobell hope to preempt embarrassing disclosures in Rosenberg case grand jury testimony about to be released? (Ron Radosh, the leading historian of the Rosenberg case, believes Sobell broke his silence because, contrary to his public statements, the released testimony would make it “clear that Mr. Sobell had access to important classified military data, and was in a position to hand it over to the Soviets.”)

In the fullest account of the Roberts-Sobell conversation, it’s clear that Sobell remains conflicted about his dealings with the Soviets:

“I haven’t considered myself a spy,” he said. “Isn’t that funny? You use that word ‘spy,’ it has connotations.”

Was Julius Rosenberg a spy?

“He was a spy, but no more than I was,” Sobell replied. “He gave nothing, in the end it was nothing. The sketch was negligible and the government lied in presenting it as the secret to the atomic bomb. They never harmed this country, because what they transmitted was wrong.”

Further, Sobell argued he had passed information to a World War II ally, the Soviet Union, not then an American adversary—an excuse used by many on the Old Left to defend the Communist spies of the period. This, of course, ignores the fact that (as Radosh has tartly noted) the Rosenberg network commenced spying during the period of the Hitler-Stalin Pact, prior to Germany’s 1941 invasion of Russia.

Yet Sobell’s attempts to downplay his and Julius Rosenberg’s culpability can be seen as signs of deep psychic conflict. Some of the Soviet atomic spies have been less repentant. Ted Hall, the Harvard-trained physicist perhaps most responsible for passing the design of the atomic bomb to the Russians, expressed little regret for his actions. (Hall deserves a special place in Harvard’s 20th century Hall of Shame alongside Nazi publicist Ernst “Putzi” Hanfstaengl). After his death, Hall’s wife published a brief memoir in 2003 which included the following passage:

He [Hall] said that if he had then understood the real nature of Stalin’s dictatorship, he would not have had the stomach to share information about the atomic bomb with the USSR. However, looking back, he concluded that though he had been mistaken about some important things, ultimately his decision had proved right. In the early postwar period the risk that the US would use the bomb, for example against China or North Korea, was really serious. Hawks in the government seemingly had no comprehension of the danger this would involve for the whole world, and certainly no concern for the human lives they would have destroyed. If they had not been made cautious by the Soviets’ retaliatory power, enhanced to an unknown extent by the contributions of Ted and (far more importantly) [Klaus] Fuchs, there is no telling what they might have been capable of.

To his credit, Sobell appears ashamed of his “contributions,” and has refrained from claiming the moral high ground for his treachery. Instead, he has tried to minimize whatever damage he and Julius Rosenberg may have caused by passing classified military information, although the details they provided the Russians about American radar may have been used against U.S. planes in Korea and Vietnam.

Other repercussions

Sobell’s confession was jarring to many Rosenberg defenders, as Roberts of the Times chronicled in his piece “A Spy Confesses, and Still Some Weep for the Rosenbergs.” It also prompted the Rosenberg’s sons, Michael and Robert Meeropol, to acknowledge that their father, Julius, had been involved in espionage, although, they maintained, of a non-atomic sort. They continued to argue for their mother’s innocence and for prosecutorial misconduct in the case. (Certainly the executions of the Rosenbergs represented a failure of justice, as the death sentence was grossly disproportionate.)

Sobell’s admission also had to represent a chilling development for those last-ditch defenders of Alger Hiss, another Cold War figure accused of spying for the Soviets and convicted of perjury on a related charge in 1950. Hiss steadfastly maintained his innocence until his death at the age of 92 in 1996. Sobell’s confession suggested that decades-long protestations of innocence might not be indicative of anything.

There was some gloating, as well, by those who were proved right about the Rosenberg spy ring, and some attempted score-settling. In the New Republic, Martin Peretz went after Victor Navasky, former editor and publisher of The Nation, calling him “the cheerleader of the ‘everybody was innocent’ school in American sentimental thought about communism and its fellow-travelers” and challenging the Columbia University journalism professor to acknowledge that “innocence of the Rosenbergs is now exposed as false.” (Navasky on Sobell and Rosenberg: “these guys thought they were helping our ally in wartime, and yes, they broke the law, shouldn’t have done what they did, and should have been proportionally punished for it; but the greater betrayal was by the state.”)

Cold War mysteries

While Morton Sobell confirmed what most Cold War scholars had already accepted—the existence of the Rosenberg spy network—there are still questions about the extent of Soviet espionage in the United States in the 1940s and 1950s, and how deeply the American military/scientific establishment was penetrated.

For example, nearly 350 Americans had some sort of covert relationship with Soviet intelligence in the 1940s, according to Venona Project decrypted Russian cables. Historians John Earl Haynes and Harvey Klehr have matched roughly half of the Venona code names with individuals. What more might we learn if more identifications could be made? How might that alter our understanding of U.S.-Soviet relations during the period?

Western scholars had some access to KGB and GRU archives after the fall of the Soviet Union, and much was learned about the clandestine links between the American Communist Party and Soviet intelligence. The rise to power of Vladimir Putin curtailed much of that research, although there have still been surprise revelations, such as the naming in 2007 of George Koval, “the spy who came in from the cornfields,” as a GRU agent who infiltrated the Manhattan Project.

And Thomas C. Reed and Danny B. Stillman’s just published “The Nuclear Express: A Political History of the Bomb and Its Proliferation” makes the claim that an American scientist at the Los Alamos weapons lab betrayed the secrets of the hydrogen bomb to the Soviets in the 1950s. The authors do not name the alleged spy, but say that the FBI bungled its investigation of the security breach. (Nuclear weapons expert Robert S. Norris has suggested that the alleged spy was Darol Froman, a long-time Los Alamos scientist.)

No doubt the Russians could clear up more of these Cold War mysteries, but a Kremlin dominated by former KGB officials has resisted further transparency. It may take a recrudescence of glasnot, and the reopening of the Soviet-era archives, for the full historical story to be told.

Copyright © 2008-2009 Jefferson Flanders
All rights reserved